v.
v.
v.
and
ON APPEAL FROM THE FEDERAL COURT OF APPEAL
In January 1995 the appellants received notices informing them that the respondent Minister intended to seek revocation of their Canadian citizenship on the ground that they had obtained it by failing to divulge to Canadian officials details of their involvement in atrocities committed during the Second World War. At the appellants' request, the cases were referred to the Federal Court -- Trial Division. Numerous procedural disputes then arose. On December 12, 1995 counsel for one of the appellants argued for the whole day on the preliminary motions before the Associate Chief Justice. In January 1996 the court advised the parties that May 15 and 16 had been set aside for the completion of the argument. Counsel for the respondent wrote a letter to the court administrator, a copy of which he sent to counsel for the appellants, complaining in strong terms about the slow progress of the cases. Following a teleconference with the parties, the Associate Chief Justice confirmed that oral argument on the preliminary issues would take place on May 15 and 16, 1996. On March 1, T, the Assistant Deputy Attorney General in charge of civil litigation at the federal Department of Justice, met with the Chief Justice of the Federal Court. The two men discussed the scheduling of the appellants' cases and later that day exchanged letters, neither of which was copied to any of the counsel for the appellants. In his letter to the Chief Justice, T referred to the fact that the Attorney General was being asked to consider taking a reference to the Supreme Court of Canada to determine some preliminary points of law primarily because the Trial Division was unable or unwilling to proceed with the cases expeditiously. In his reply, the Chief Justice stated that he had discussed T's concerns with the Associate Chief Justice, and that both were prepared to take all reasonable steps to avoid such a reference. He added that the Associate Chief Justice said he had not fully appreciated "the urgency of dealing with these matters as expeditiously as the Government would like" until he had read T's letter. However, now that he was aware of the Government's concerns he would devote one week from May 15 to deal with the cases not only with respect to the preliminary points but also with respect to the merits. The respondent provided copies of these letters to the appellants. Counsel for the appellants advised the court that they would move for a stay of proceedings on the ground that T and the Chief Justice had interfered with the independence of the Associate Chief Justice. The Associate Chief Justice then recused himself. He directed that the appellants' cases should go forward under a new judge. The appellants' application for a stay of proceedings was granted. The Federal Court of Appeal, having decided that it had jurisdiction to consider the appeal, set aside the stay.
Held: The appeal should be dismissed.
The Federal Court of Appeal had jurisdiction to hear the Crown's appeal in this case. The stay of proceedings ordered was not a decision made "under" s. 18(1) of the Citizenship Act. Section 18(1) refers to a very particular kind of decision: a decision as to whether a person "has obtained, retained, renounced or resumed citizenship" by false pretences. Whether s. 18(1) is interpreted narrowly as encompassing only the ultimate decision as to whether citizenship was obtained by false pretences, or more broadly to include the interlocutory decisions made in the context of a s. 18(1) hearing which are related to this determination, it is apparent that it does not encompass an order granting or denying a stay of proceedings. Section 18(3) of the Citizenship Act, which provides that no appeal lies from a decision of the Trial Division made under s. 18(1), thus does not apply. A decision allowing or denying a motion for a stay of proceedings is a decision made under s. 50 of the Federal Court Act and may be appealed according to the rules set out in s. 27 of that Act.
The appearance of judicial independence suffered significantly as a result of the meeting between T and the Chief Justice. The test for determining whether the appearance of judicial independence has been maintained is whether a reasonable observer would perceive that the court was able to conduct its business free from the interference of the government and of other judges. As a general rule of conduct, counsel for one party should not discuss a particular case with a judge except with the knowledge and preferably with the participation of counsel for the other parties to the case. The meeting between T and the Chief Justice, at which counsel for the appellants were not present, violated this rule and was clearly inappropriate, despite the fact that the occasion for the meeting was a highly legitimate concern about the exceedingly slow progress of the cases. Again as a general rule, a judge should not accede to the demands of one party without giving counsel for the other parties a chance to present their views. It was therefore clearly wrong, and seriously so, for the Chief Justice to speak to the Associate Chief Justice at the instance of T. While a chief justice is responsible for the expeditious progress of cases through his or her court and may under certain circumstances be obligated to take steps to correct tardiness, the actions of the Chief Justice here were in the nature of a response to a party rather than to a problem. Similarly, the Associate Chief Justice acted inappropriately by responding as he did to the Chief Justice's intervention without the participation of counsel for the appellants. A reasonable observer apprised of the workings of the Federal Court and of all the circumstances would perceive that the Chief Justice and the Associate Chief Justice were improperly and unduly influenced by a senior officer of the Department of Justice. However, there is no persuasive evidence of bad faith on the part of any of those involved, nor is there any solid evidence that the independence of the judges in question was actually compromised.
An appellate court may not lightly interfere with a trial judge's decision to grant or not to grant a stay of proceedings, which is a discretionary remedy. While a stay is usually sought to remedy some unfairness to the individual that has resulted from state misconduct, there is also a "residual category" of cases in which a stay may be warranted. This residual category comprises cases in which a prosecution is conducted in such an unfair or vexatious manner that it contravenes notions of justice and thus undermines the integrity of the judicial process. For a stay of proceedings to be appropriate in a case falling into the residual category, it must appear that the state misconduct is likely to continue in the future or that the carrying forward of the prosecution will offend society's sense of justice. It must also be shown that no remedy other than a stay is reasonably capable of removing this misconduct. As well, it may be necessary in some cases to balance the interests that would be served by granting a stay of proceedings against the interest that society has in having a final decision on the merits. This balancing process would not be appropriate in the case of an ongoing affront to judicial independence or of a particularly egregious interference, either of which would outweigh any interest society might have in continuing the proceedings. Neither of these circumstances is present here.
A stay of proceedings is not the appropriate remedy in these cases. First, there is no likelihood that the carrying forward of the cases will manifest, perpetuate or aggravate any abuse. Second, the lesser remedy of ordering the cases to go forward under the supervision of a different judge of the Trial Division without any direction or intervention from the Chief Justice or the Associate Chief Justice will suffice. Third, Canada's interest in not giving shelter to those who concealed their wartime participation in acts of atrocities outweighs any foreseeable harm that might be done to the appellants or to the integrity of the system by proceeding with the cases. The appropriate remedy here is to have the cases against the appellants go forward under the supervision of a judge of the Trial Division who has had nothing to do with the affairs that form the subject matter of this appeal. The judge appointed will ignore all directions previously given by the Associate Chief Justice or the Chief Justice in these cases. The Chief Justice and Associate Chief Justice should not have anything further to do with these cases.
Cases Cited
Referred to:
>Roberts v.
Canada, [1989] 1 S.C.R. 322;
ITO--International Terminal Operators
Ltd. v. Miida Electronics Inc., [1986] 1 S.C.R. 752;
Quebec North Shore Paper
Co. v. Canadian Pacific Ltd., [1977] 2 S.C.R. 1054;
McNamara Construction
(Western) Ltd. v. The Queen, [1977] 2 S.C.R. 654; Luitjens
v. Canada (Secretary of State) (1992), 9 C.R.R. (2d) 149;
>R. v.
Seaboyer, [1991] 2 S.C.R. 577;
>R. v.
Jewitt, [1985] 2 S.C.R. 128;
>R. v.
Hinse, [1995] 4 S.C.R. 597;
>Valente v.
The Queen, [1985] 2 S.C.R. 673;
>R. v.
Lipp�, [1991] 2 S.C.R. 114;
>Beauregard
v. Canada, [1986] 2 S.C.R. 56;
>Elsom v.
Elsom, [1989] 1 S.C.R. 1367;
>R. v.
Carosella, [1997] 1 S.C.R. 80;
>R. v.
O'Connor, [1995] 4 S.C.R. 411;
>R. v.
Conway, [1989] 1 S.C.R. 1659;
>Ruffo v.
Conseil de la magistrature, [1995] 4 S.C.R. 267;
>R. v.
Vermette, [1988] 1 S.C.R. 985; R. v. Hubbert (1975), 29
C.C.C. (2d) 279;
>R. v.
Latimer, [1997] 1 S.C.R. 217;
>Benner v.
Canada (Secretary of State), [1997] 1 S.C.R. 358;
Attorney-General v. Times Newspapers Ltd., [1973] 1 Q.B.
710.
Statutes and Regulations Cited
Canadian Charter of Rights and Freedoms, ss. 7, 24(2).
Citizenship Act, R.S.C., 1985, c. C-29 , ss. 2 "Court", 10, 18(1), (3).
Federal Court Act, R.S.C., 1985, c. F-7 ,
ss. 6(1), (3), 27(1) [am. 1990, c.
8, s. 7], 46, 50(1).
Federal Court Rules, C.R.C., c. 663, rr. 5, 450-455, 461,
477, 900-920, 1714-1715.
Supreme Court Act, R.S.C., 1985, c. S-26
, s.
40.
Authors Cited
Canada. Parliament. House of Commons. Beauchesne's Rules & Forms of the House of Commons of Canada, with Annotations, Comments and Precedents, 6th ed. By Alistair Fraser, W. F. Dawson and John A. Holtby. Toronto: Carswell, 1989.
Wilson, J. O. A Book for Judges. Ottawa: Canadian Judicial Council, 1980.
APPEAL from a judgment of the Federal Court of Appeal, [1997] 1 F.C. 828, 142 D.L.R. (4th) 270, 208 N.R. 21, [1997] F.C.J. No. 2 (QL), setting aside a stay of proceedings entered by the Federal Court -- Trial Division, [1996] 2 F.C. 729, 116 F.T.R. 69, 41 Admin. L.R. (2d) 272, [1996] F.C.J. No. 865 (QL). Appeal dismissed.
Gesta J. Abols, for the appellant Tobiass.
Donald B. Bayne, for the appellant Dueck.
Michael Code, for the appellant Oberlander.
W. Ian C. Binnie, Q.C., for the respondent.
Ed Morgan, for the intervener.
The following is the judgment delivered by
//The Court//
I. Facts
A. The Evidence That Was Available to the Trial Division
5 As they were entitled to do under s. 18(1)(a) of the Citizenship Act, R.S.C., 1985, c. C-29, the appellants asked the Minister to refer their cases to the Federal Court -- Trial Division. By May 1, 1995, the Minister had referred all three cases to the court.
March 1, 1996HAND DELIVERED
The Honourable Chief Justice J. A. Isaac
Federal Court of Canada
Supreme Court of Canada Building
Ottawa, Ontario
K1A 0H9
Dear Chief Justice Isaac:
Re:Erichs Tobiass, T-569-95, Helmut
Oberlander, T-866-95 and Johann
Dueck, T-938-95
Further to our meeting of this morning in which I advised you that the Attorney General of Canada is being asked to consider taking a Reference to the Supreme Court of Canada to determine some preliminary points of law primarily because the Federal Court Trial Division is unable or unwilling to proceed with the subject cases expeditiously.
Notices of Intention to revoke the citizenship of the above-named individuals were sent out in January of 1995. They were persons who had been investigated in connection with allegations of war crimes and crimes against humanity during the second world war. Over the course of the next three months the cases were referred to the Federal Court. After complying with the requirements of Rule 920, Motions were brought requesting directions from the Court regarding discovery of evidence and taking evidence on commission. The Motions were filed April 13th (Tobiass), May 11th (Oberlander) and May 18th (Dueck), 1995 respectively. These Motions were necessary as there are no procedural rules governing these proceedings. We suggested the procedure followed in the Luitjens case be followed. Our Motion was originally set down for argument on June 30, 1995. Associate Chief Justice Jerome had become seized of the three cases and determined to hear all preliminary motions regarding them. On June 30th, counsel for Dueck argued that the three cases should be joined and also indicated that he wished to bring a Motion to stay the proceedings for abuse of process. Jerome, A.C.J. joined the three cases and granted adjournments over the objections of our counsel. September 15, 1995 was set as the date for the filing of facta and in a tele-conference call on October 4, 1995 he set December 12, 1995 as the date on which argument was to be heard.
On December 12th, counsel for Dueck was permitted to argue all day and it was necessary to set the matter over for continuation. Jerome, A.C.J. indicated that the continuing date would be in February of 1996 despite our request for an earlier date and having regard to the fact that counsel for Dueck was available in early January. The Court declined to fix a date for continuation while all parties were present. When our counsel called the Court in January of 1996 requesting a date for continuation, he was advised several days later that argument had been set down for May 15th and 16th. We wrote the Court expressing concern about the long day [sic] and the urgency of proceeding with this matter. We suggested concluding the argument by written submissions. Counsel for Mr. Dueck objected and Jerome, A.C.J. indicated that even with written submissions he would want oral argument and on February 18th via tele-conference with all parties he ordered that the dates of May 15 and 16 stand.
There are likely to be approximately 12 similar cases brought to the Federal Court with as many as 6 persons being given notice during the course of this year.
We are very concerned if these cases are not dealt with expeditiously they will never be heard on their merits. A crucial witness on the Tobiass case has cancer and may not be able to testify. In the Dueck case one key witness has died, one is in hospital and two others are so ill that they are unable to travel. Our counsel has estimated that at the current pace of proceeding and considering appeals in respect to interlocutory matters it will be years before these matters can be heard on their merits.
As you know, there is great public interest in seeing these cases disposed of on their merits and the potential for embarrassment is very high should it be seen that the Justice system is unable to respond to these urgent cases in a timely way.
I would appreciate any assistance you can offer.
Yours very truly,
J. E. Thompson
Assistant Deputy
Attorney General
Civil Litigation
[Phone numbers]
By Hand
Mr. J. E. (Ted) Thompson, Q.C.
Assistant Deputy Attorney General
Civil Litigation Section
Department of Justice
Ottawa K1A 0H8
Dear Mr. Thompson:
Re:Erichs Tobiass T-569-95, Helmut
Oberlander T-866-95 and
Johann Dueck T-938-95
I refer to our discussions this morning and to your subsequent letter concerning these matters.
I have discussed your concerns with the Associate Chief Justice and, like me, he is prepared to take all reasonable steps possible to avoid a Reference to the Supreme Court of Canada on these matters.
The Associate Chief Justice has informed me that there are now before the Court five citizenship revocation cases -- the three mentioned in your letter which are being dealt with by Mr. Amerasinghe and, two earlier ones: one is being dealt with by Ms. Charlotte Bell (Khalil) and the other by Mr. Amerasinghe (Nemsila). The Associate Chief Justice has heard all of the evidence and argument in Nemsila but he had been asked by counsel for Nemsila to defer judgment in that case until Khalil has been concluded. Argument has commenced in that latter case and has been adjourned to 29 April for continuation.
In light of the concerns expressed in your letter the Associate Chief Justice will meet with Ms. Bell and, Ms. Jackman who appears for the Respondent, early next week to fix an early date for final argument. If an early date cannot be fixed he will give judgment in Nemsila and then deal with Khalil at the earliest possible date.
As regards the three cases about which you wrote, the Associate Chief Justice says firstly, that he did not fully appreciate until he read your letter, the urgency of dealing with these matters as expeditiously as the Government would like. However, now that he is aware he will devote one week from 15 May to deal with these cases not only with respect to the preliminary points but also with respect to the merits. Finally, he has authorized me to say that additional cases of this class coming into the Court will be given the highest priority in light of the concerns expressed in your letter.
Yours truly,
Julius A. Isaac
c.c.--The Hon. James A. Jerome
Associate Chief Justice
B. Further Evidence
19 The following emerges from these documents.
J.E.T. [J. Edward (Ted) Thompson] Called and informed me he had met with Isaac who told him that he would get Jerome to recuse himself from the cases and would put an efficient judge to deal quickly with the cases. Isaac had said he would ensure any appeals would be dealt with speedily.
According to Mr. Amerasinghe, later that same day the Chief Justice dined at Mr. Thompson's home.
II. Judgments in Appeal
A. Trial Division, [1996] 2 F.C. 729
B. Federal Court of Appeal
28 The respondent purported to appeal Cullen J.'s decision.
(i) Motion to Quash for Want of Jurisdiction
(a) Marceau J.A.
(b) Stone J.A.
31 Stone J.A. read s. 18(3) of the Citizenship Act as barring appeal only of decisions made under s. 18(1). Section 18(3), he argued, does not bar appeal of decisions made under other provisions of the Citizenship Act or under other Acts of Parliament. Because Cullen J. entered the stay using a power given by s. 50(1) of the Federal Court Act, R.S.C., 1985, c. F-7 , s. 18(3) of the Citizenship Act did not bar an appeal of it.
(c) Pratte J.A. (dissenting)
32 Pratte J.A. interpreted s. 18(3) as barring appeal not only of a final decision on the merits of a citizenship reference but also of "the myriad of decisions that the Trial Division may make in the course of the reference including . . . a decision granting or refusing a stay of the reference proceedings" (p. 52). He judged that any other reading of the provision would lead to absurdities.
(ii) Stay of Proceedings
33 Having decided that it had jurisdiction to consider the appeal, the court unanimously set aside the stay of proceedings: [1997] 1 F.C. 828. Each judge offered his own reasons for doing so.
(a) Marceau J.A.
37 The question, in Marceau J.A.'s mind, was whether going ahead with the proceedings would perpetuate the appearance of impropriety. The inquiry was forward-looking. What happened in the past could not justify a stay unless its ill effects were likely to persist. Marceau J.A. concluded that if the proceedings were to go ahead under some other judge, the appearance of an affront to judicial independence would be dispelled. It was quite unreasonable to suppose, as Cullen J. did, that there entire bench of the Trial Division had been tainted.
(b) Pratte J.A.
39 Pratte J.A. wrote only to add two observations to Marceau J.A.'s reasons. The first was that no reasonable person would ever conclude from the Chief Justice's intervention in the appellants' cases that the independence of every member of the Trial Division had been compromised. The second was that Cullen J. was wrong to conclude that there was nothing unusually slow about the pace of the proceedings. The pace of the proceedings before the Associate Chief Justice "had been so slow as to certainly give rise to a suspicion that justice was not rendered with reasonable diligence" (p. 835). Thus, when the Chief Justice learned of the situation, regardless of how the information came to him, he was "duty bound to intervene".
(c) Stone J.A.
III. Issues
42 This appeal presents three issues. The first is whether an appeal lies from a decision of a judge of the Trial Division to grant a stay of proceedings in a citizenship revocation proceeding commenced under s. 18(1) of the Citizenship Act. The second is whether judicial independence, or the appearance of it, suffered as a result of the meeting between Mr. Thompson and Isaac C.J. The third is whether, if any damage was done to the appearance of judicial independence, the trial judge properly exercised his discretion to enter a stay of proceedings.
IV. Analysis
43 We conclude that an appeal lies from a decision of the Trial Division to grant a stay of proceedings in a case such as this one. We further conclude that the appearance, but not the fact, of judicial independence suffered as a result of the meeting between Mr. Thompson and the Chief Justice, but that a stay of proceedings is not the appropriate remedy.
A. Jurisdiction
45 Section 18 of the Citizenship Act provides that:
18. (1) The Minister shall not make a report under section 10 unless the Minister has given notice of his intention to do so to the person in respect of whom the report is to be made and
(a) that person does not, within thirty days after the day on which the notice is sent, request that the Minister refer the case to the Court; or
(b) that person does so request and the Court decides that the person has obtained, retained, renounced or resumed citizenship by false representation or fraud or by knowingly concealing material circumstances.
. . .
(3) A decision of the Court made under subsection (1) is final and, notwithstanding any other Act of Parliament, no appeal lies therefrom. [Emphasis added.]
Section 2 of the same Act makes it clear that the "Court" referred to in s. 18 is the Federal Court -- Trial Division.
46 Sections 27 and 50 of the Federal Court Act provide that:
27. (1) An appeal lies to the Federal Court of Appeal from any
(a) final judgment,
(b) judgment on a question of law determined before trial,
(c) interlocutory judgment, or
(d) determination on a reference made by a federal board, commission or other tribunal or the Attorney General of Canada,
of the Trial Division.
50. (1) The Court may, in its discretion, stay proceedings in any cause or matter,
. . .
(b) where for any . . . reason it is in the interest of justice that the proceedings be stayed.
47 Section 27 of the Federal Court Act provides a general right of appeal from final and interlocutory judgments of the Federal Court -- Trial Division. Section 18(3) of the Citizenship Act, however, provides that "notwithstanding any other Act of Parliament", no appeal lies from any decision of the Federal Court -- Trial Division made "under" s. 18(1). Thus, s. 18(3) of the Citizenship Act effectively removes the general right of appeal set out at s. 27 of the Federal Court Act with respect to all decisions made "under" s. 18(1).
48 No doubt Parliament may validly limit the jurisdiction of the Federal Court of Appeal in this manner. As this Court held in >Roberts v. Canada, [1989] 1 S.C.R. 322, at p. 331, "the Federal Court is without any inherent jurisdiction such as that existing in provincial superior courts". See also: ITO--International Terminal Operators Ltd. v. Miida Electronics Inc., [1986] 1 S.C.R. 752, at p. 766; Quebec North Shore Paper Co. v. Canadian Pacific Ltd., [1977] 2 S.C.R. 1054; and McNamara Construction (Western) Ltd. v. The Queen, [1977] 2 S.C.R. 654. There is no appeal to the Federal Court of Appeal save in those circumstances specifically provided by statute.
49 Nevertheless, during the oral hearing and in the submissions made subsequently, some doubt was expressed as to whether s. 18(3) of the Citizenship Act had the effect of ousting the jurisdiction conferred upon this Court by s. 40 of the Supreme Court Act, R.S.C., 1985, c. S-26 (assuming without deciding that this provision would otherwise apply). Furthermore, it was suggested that, if s. 18(3) had such an effect, s. 7 of the Canadian Charter of Rights and Freedoms may be the source of a right of appeal directly to this Court in certain circumstances. However, in light of the conclusion reached as to the interpretation of s. 18(3) of the Citizenship Act, it will not be necessary to address these issues.
. . . there is no conflict at all between s. 18(3) and s. 27(1). First, this decision is not a "final judgment" of the court, nor is it an "interlocutory judgment". Although the decision followed a hearing at which much evidence was adduced, it was merely a finding of fact by the court, which was to form the basis of a report by the minister and, eventually, a decision by the Governor in Council, as described by ss. 10 and 18(1). The decision did not finally determine any legal rights.
53 By way of contrast, a stay of proceedings is most definitely a "final judgment" of the Federal Court -- Trial Division. It has the effect of permanently bringing the proceedings to an end. It is a decision made under s. 50 of the Federal Court Act and not under s. 18(1) of the Citizenship Act.
55 Yet the language of s. 18(1) of the Citizenship Act should not be taken to mean that this subsection encompasses only a positive decision that citizenship was obtained by false pretences. It is true that s. 18(1) provides that the Minister may issue a report under s. 10 only if the court decides that citizenship was in fact obtained by false pretences. However, this language necessarily implies that the court may arrive at the opposite conclusion. Therefore, on its plain meaning, s. 18(1) empowers the Federal Court -- Trial Division to decide whether citizenship was "obtained, retained, renounced or resumed" by false pretences. Such a decision, be it affirmative or negative, is a decision made "under" s. 18(1). It may not be appealed either by the person who is the subject of the reference or by the Minister.
59 Furthermore, it may be that allowing appeals from interlocutory decisions made in the context of a s. 18 reference would effectively defeat Parliament's goal of finality in citizenship matters. As McLachlin J. observed in >R. v. Seaboyer, [1991] 2 S.C.R. 577, there is a valid policy concern to control the "plethora of interlocutory appeals and the delays which inevitably flow from them" (p. 641). This same concern will not, however, generally apply to orders staying proceedings. Stays of proceedings are granted but rarely and only in the "clearest of cases". They are granted for reasons unrelated to the merits of the s. 18 reference and are usually divorced from the "citizenship" context of the reference. Allowing appeals from stays of proceedings would therefore not seriously threaten the goal of finality in citizenship matters.
61 It follows that a decision allowing or denying a motion for a stay of proceedings is not a decision made "under" s. 18(1). It is a decision made under s. 50 of the Federal Court Act and may be appealed according to the rules set out at s. 27 of that Act. The appellants contend that this is at odds with the principles set out in >R. v. Jewitt, [1985] 2 S.C.R. 128. They argue that the better interpretation of s. 18 of the Citizenship Act is that all decisions made in the context of a s. 18 reference, be they final or interlocutory, "on the merits" or procedural, should be considered to have been made "under" s. 18(1) and therefore are subject to s. 18(3).
62 At issue in Jewitt was s. 605(1)(a) (now s. 676(1)(a)) of the Criminal Code which provided for a right of appeal by the Crown "against a judgment or verdict of acquittal" in certain circumstances. It was held that any order of the Court, regardless of the terminology used, which effectively brings proceedings to a final conclusion in favour of the accused is tantamount to a verdict of acquittal for the purposes of appeal. Such an order includes a stay of proceedings.
63 The appellants contend that if, in the criminal law context, a stay of proceedings is for the purposes of appeal tantamount to a decision on the merits, there is no reason for holding that it is not tantamount to a decision as to whether citizenship was obtained by false pretences under s. 18(1) of the Citizenship Act. The principle underlying Jewitt, it is argued, is that substance ought to triumph over form. If the order has the effect of bringing the proceedings to a close, it should, for the purposes of appeal, be considered a decision on the merits in favour of the person against whom the proceedings were instituted.
64 On their face the reasons in Jewitt appear to be compelling authority in favour of the appellants' position. However, Jewitt must be read in light of the more recent judgment of >R. v. Hinse, [1995] 4 S.C.R. 597. There, the accused sought leave to appeal a judgment of the court of appeal setting aside his conviction and entering a stay of proceedings. The issue was whether such a judgment is tantamount, for the purposes of appeal, to a judgment setting aside a conviction and entering a verdict of acquittal or ordering a new trial. The majority of this Court held that it was not.
65 The statutory basis of the court of appeal's power to order a stay of proceedings was held to be not s. 686(2) of the Criminal Code (which empowers the court to set aside a conviction and from which no appeal by the accused lies), but s. 686(8) (which empowers the court to make ancillary orders). Furthermore, it was held that, as an order made under s. 686(8) of the Criminal Code, a stay of proceedings does not represent "a functionally integral part of a `judgment . . . setting aside or affirming a conviction' " (p. 626). Rather, it was held that "an order rendered under s. 686(8) represents a separate, divisible judicial act from which the accused or the Crown may independently seek leave to appeal under s. 40(1) of the Supreme Court Act" (p. 626). On this point, Lamer C.J. held, at pp. 619-20, that:
The power of an appellate court to impose a stay of criminal proceedings, similar to a trial court, derives its origin from the inherent jurisdiction of a superior court of record at common law. But given the breadth of the language of the residual order provision, I believe that the concrete exercise of that inherent power necessarily manifests itself through the statutory font of s. 686(8). . . . While the power of a court of appeal to order a stay of proceedings for abuse of process traces its origins to the common law, the actual exercise of that authority inevitably carries a statutory gloss by virtue of s. 686(8) of the Criminal Code. . . .
But while an appellate court's power to direct a stay of criminal proceedings ought to be properly understood as an exercise of its authority to enter an order under s. 686(8) of the Code, an order under s. 686(8) nonetheless represents a fundamentally distinct judicial order from an order for a new trial in accordance with s. 686(2)(b) within the structure of the appeals regime of the Criminal Code. As such, I do not believe that both types of orders are necessarily jointly excluded from this Court's general jurisdiction to grant leave by virtue of s. 40(3) of the Supreme Court Act. [Emphasis added.]
66 This reasoning applies with equal force in the context of the Citizenship Act. The power to order a stay does not flow by necessary implication from the power to decide if citizenship was obtained by false pretences, set out at s. 18(1). Rather, it is a power which not only has its source in a different statutory provision (s. 50 of the Federal Court Act) but is also unrelated to the power set out at s. 18(1). To borrow the words of Lamer C.J. in Hinse, it is a "separate, divisible judicial act" (p. 626). Appeals from a decision to stay proceedings (or to refuse to enter a stay) should therefore be governed by the rules applicable to the statutory provision empowering the court to make this decision. Those rules are set out at s. 27 of the Federal Court Act and they provide expressly for a right of appeal. It follows that the Court of Appeal had jurisdiction to hear the Crown's appeal in this case.
B. Judicial Independence
68 The independence of judges has two aspects: an institutional aspect and a personal aspect. As Le Dain J. wrote in >Valente v. The Queen, [1985] 2 S.C.R. 673, at p. 691:
. . . the word "independent" in s. 11(d) of the Charter is to be understood as referring to the status or relationship of judicial independence as well as to the state of mind or attitude of the tribunal in the actual exercise of its judicial function.
The parties agree that it is the personal aspect of judicial independence -- what is sometimes called "impartiality" -- that is at issue here. No one alleges, and indeed there is no credible evidence to suggest, that the integrity of the Federal Court as an institution has been compromised.
70 The test for determining whether the appearance of judicial independence has been maintained is an objective one. The question is whether a well-informed and reasonable observer would perceive that judicial independence has been compromised. As Lamer C.J. wrote in >R. v. Lipp�, [1991] 2 S.C.R. 114, at p. 139, "[t]he overall objective of guaranteeing judicial independence is to ensure a reasonable perception of impartiality".
71 The essence of judicial independence is freedom from outside interference. Dickson C.J., in >Beauregard v. Canada, [1986] 2 S.C.R. 56, described the concept in these words, at p. 69:
Historically, the generally accepted core of the principle of judicial independence has been the complete liberty of individual judges to hear and decide the cases that come before them: no outsider -- be it government, pressure group, individual or even another judge -- should interfere in fact, or attempt to interfere, with the way in which a judge conducts his or her case and makes his or her decision. This core continues to be central to the principle of judicial independence.
As regards the three cases about which you wrote, the Associate Chief Justice says firstly, that he did not fully appreciate until he read your letter, the urgency of dealing with these matters as expeditiously as the Government would like. However, now that he is aware he will devote one week from 15 May to deal with these cases not only with respect to the preliminary points but also with respect to the merits. Finally, he has authorized me to say that additional cases of this class coming into the Court will be given the highest priority in light of the concerns expressed in your letter. [Emphasis added.]
I have discussed your concerns with the Associate Chief Justice and, like me, he is prepared to take all reasonable steps possible to avoid a Reference to the Supreme Court of Canada on these matters.
It is reasonable to suppose that the threat of appeal to a higher authority influenced the Chief Justice and Associate Chief Justice to act in a way that would otherwise have been unpalatable to them. In this we agree entirely with Stone J.A., who found that "an informed person would conclude that this decision, by which the hearing of all preliminary motions and the trials would be compressed into a relatively short time frame, would redound to the disadvantage of the individual respondents [now appellants] and was taken so as `to avoid' a reference to the Supreme Court" (p. 868). To interfere with the scheduling of cases because of delay is one thing but to pledge to take all reasonable steps to avoid a reference to the Supreme Court of Canada is quite another. It is wrong and improper for a judge to give such an undertaking. What is pertinent is to avoid delays, not to avoid appeals or recourse to higher courts.
81 However, the respondent is quite right to observe that the delay in the Federal Court -- Trial Division was inordinate and arguably inexcusable, and posed a real problem for the Department of Justice and for the Chief Justice. The fact is that in the space of a year, the Associate Chief Justice heard only one day of argument, and that on a preliminary motion. In our view, the Associate Chief Justice's dilatoriness defies explanation. The appellants attempt nevertheless to explain it, saying that the Associate Chief Justice had reason to delay the proceedings until judgment had been given by himself in a case called Nemsila, which might have cast some light on citizenship revocation cases generally. The Chief Justice for his part mentioned the Nemsila case in his letter of March 1, 1996, though he did not attempt to offer it as a justification for delay in the appellants' cases.
83 What all this means is that Mr. Thompson went to the Chief Justice with a legitimate grievance. This fact does not excuse what Mr. Thompson did -- he assuredly chose an impermissible means of presenting his grievance -- but it does cast into very real doubt the sinister interpretation that the appellants have attempted to place on his conduct. Given the vexing delay that the respondent had faced in the Trial Division, it is quite understandable that Mr. Thompson would have wished to do something about it. We believe that Mr. Thompson's motives were proper. It was his judgment that is questionable. What Mr. Thompson did was not wicked or done in bad faith. It is enough to say that what he did was inappropriate. As senior counsel in the Department of Justice, he arranged to speak privately -- without opposing counsel present -- to the Chief Justice, concerning cases which were pending. This he should not have done.
C. The Remedy
86 Although the meeting and subsequent exchange of letters between Mr. Thompson and the Chief Justice were very serious matters that compromised the appearance of the Chief Justice's and the Associate Chief Justice's independence, on balance the damage was not sufficiently serious to warrant the granting of that ultimate remedy of a stay of proceedings. The lesser remedy of ordering the appellants' cases to proceed before a different judge of the Federal Court -- Trial Division will, together with the additional conditions, suffice.
(i) The Standard of Review
87 A stay of proceedings is a discretionary remedy. Accordingly, an appellate court may not lightly interfere with a trial judge's decision to grant or not to grant a stay. The situation here is just as our colleague Gonthier J. described it in >Elsom v. Elsom, [1989] 1 S.C.R. 1367, at p. 1375:
[A]n appellate court will be justified in intervening in a trial judge's exercise of his discretion only if the trial judge misdirects himself or if his decision is so clearly wrong as to amount to an injustice.
See also >R. v. Carosella, [1997] 1 S.C.R. 80, at para. 48.
(ii) The Legal Principles
89 Most often a stay of proceedings is sought to remedy some unfairness to the individual that has resulted from state misconduct. However, there is a "residual category" of cases in which a stay may be warranted. L'Heureux-Dub� J. described it this way, in >R. v. O'Connor, [1995] 4 S.C.R. 411, at para. 73:
This residual category does not relate to conduct affecting the fairness of the trial or impairing other procedural rights enumerated in the Charter, but instead addresses the panoply of diverse and sometimes unforeseeable circumstances in which a prosecution is conducted in such a manner as to connote unfairness or vexatiousness of such a degree that it contravenes fundamental notions of justice and thus undermines the integrity of the judicial process.
The residual category, it bears noting, is a small one. In the vast majority of cases, the concern will be about the fairness of the trial.
(1)the prejudice caused by the abuse in question will be manifested, perpetuated or aggravated through the conduct of the trial, or by its outcome; and
(2)no other remedy is reasonably capable of removing that prejudice.
(O'Connor, supra, at para. 75.)
91 The first criterion is critically important. It reflects the fact that a stay of proceedings is a prospective remedy. A stay of proceedings does not redress a wrong that has already been done. It aims to prevent the perpetuation of a wrong that, if left alone, will continue to trouble the parties and the community as a whole in the future. See O'Connor, at para. 82. For this reason, the first criterion must be satisfied even in cases involving conduct that falls into the residual category. See O'Connor, at para. 75. The mere fact that the state has treated an individual shabbily in the past is not enough to warrant a stay of proceedings. For a stay of proceedings to be appropriate in a case falling into the residual category, it must appear that the state misconduct is likely to continue in the future or that the carrying forward of the prosecution will offend society's sense of justice. Ordinarily, the latter condition will not be met unless the former is as well -- society will not take umbrage at the carrying forward of a prosecution unless it is likely that some form of misconduct will continue. There may be exceptional cases in which the past misconduct is so egregious that the mere fact of going forward in the light of it will be offensive. But such cases should be relatively very rare.
92 After considering these two requirements, the court may still find it necessary to consider a third factor. As L'Heureux-Dub� J. has written, "where the affront to fair play and decency is disproportionate to the societal interest in the effective prosecution of criminal cases, then the administration of justice is best served by staying the proceedings": >R. v. Conway, [1989] 1 S.C.R. 1659, at p. 1667. We take this statement to mean that there may be instances in which it will be appropriate to balance the interests that would be served by the granting of a stay of proceedings against the interest that society has in having a final decision on the merits. This is not to say, of course, that something akin to an egregious act of misconduct could ever be overtaken by some passing public concern. Rather, it merely recognizes that in certain cases, where it is unclear whether the abuse is sufficient to warrant a stay, a compelling societal interest in having a full hearing could tip the scales in favour of proceeding.
(iii) Application of the Law to the Facts
93 For several reasons, a stay of proceedings is not the appropriate remedy in these cases. First, there is no likelihood that the carrying forward of the cases will manifest, perpetuate or aggravate any abuse. Second, the lesser remedy of ordering the cases to go forward under the supervision of a different judge of the Trial Division without any direction or intervention from the Chief Justice or the Associate Chief Justice will suffice. In this connection, we believe that, if Isaac C.J. or Jerome A.C.J. considered the situation and the possible perception of bias by reasonable observers, they would agree that it would be preferable if they did not participate in any future cases dealing with the same or related issues. Third, Canada's interest in not giving shelter to those who concealed their wartime participation in acts of atrocities outweighs any foreseeable harm that might be done to the appellants or to the integrity of the system by proceeding with the cases. To the extent that he thought otherwise, the trial judge was in error.
(a) No Likelihood That Any Abuse Will Be Manifested in the Future
95 The appellants' best argument is that this case falls into the "residual category" mentioned in O'Connor because the state conducted its case against them so unfairly and vexatiously that harm was done to the very integrity of the judicial system. To carry forward in the light of what was done, they submit, would be to condone official misconduct and thereby to aggravate the abuse.
96 The problem with the appellants' submission is that it reflects a misunderstanding of the stay of proceedings as a remedy. When one looks at the criteria identified by L'Heureux-Dub� J. in O'Connor, supra, at para. 75, and the accompanying discussion, what emerges, in our view, are the following propositions. A stay is not a form of punishment. It is not a kind of retribution against the state and it is not a general deterrent. If it is appropriate to use punitive language at all, then probably the best way to describe a stay is as a specific deterrent -- a remedy aimed at preventing the perpetuation or aggravation of a particular abuse. Admittedly, if a past abuse were serious enough, then public confidence in the administration of justice could be so undermined that the mere act of carrying forward in the light of it would constitute a new and ongoing abuse sufficient to warrant a stay of proceedings. However, only an exceedingly serious abuse could ever bring such continuing disrepute upon the administration of justice. It is conceivable, we suppose, that something so traumatic could be done to an individual in the course of a proceeding that to continue the prosecution of him, even in an otherwise unexceptionable manner, would be unfair. Similarly, if the authorities were to fabricate and plant evidence at the scene of a crime, the continued pursuit of a criminal prosecution might well be damaging to the integrity of the judicial system.
99 Despite these rather obvious facts, Cullen J. found that a reasonable person would worry that the Chief Justice would exercise an improper influence over any judge appointed to hear the appellants' cases. With respect, we do not agree. His finding rests on an incomplete view of the law. Contrary to public perception, it is clear that a chief justice is only "primus inter pares in the court". >Ruffo v. Conseil de la magistrature, [1995] 4 S.C.R. 267, at para. 59. He or she enjoys no particular authority over other judges, save an administrative one. See Federal Court Act, s. 6(1).
100 Any influence that the Chief Justice might have had over the Associate Chief Justice might have been by virtue of some particular quality of their personal relationship. In this respect, we cannot refrain from commenting that the formal structural relationship between the Chief Justice and the Associate Chief Justice is not clear and in the aftermath of these events, perhaps the appropriate authorities might wish to consider the matter further to clarify the situation. But that aside, what happened between the Chief Justice and the Associate Chief Justice should not be taken as a reflection of the institutional relationship between them. A reasonable observer would understand this, and would understand also that the individual judges of the Trial Division "have nothing to gain by not deciding as their consciences dictate and nothing to lose by doing justice": Ruffo, supra, at para. 101.
102 The decision of this Court in >R. v. Vermette, [1988] 1 S.C.R. 985, affords a good illustration of the correct approach to problems of apparent partiality. Vermette involved certain inflammatory and well-publicized remarks made by the Premier of Quebec about a case that was then before the courts. The trial judge entered a stay of proceedings, in part on the ground that the Premier's remarks had infringed the accused's right to a fair trial by making it unlikely that an impartial panel of jurors could be found. This Court set aside the stay. It held that the trial judge had founded his decision on impermissible speculation. La Forest J., for the majority, observed that there was "no evidence indicating that it will be impossible to select an impartial jury in a reasonable time" (p. 992). He further emphasized that, in the words of the Ontario Court of Appeal, "[t]here is an initial presumption that a juror . . . will perform his duties in accordance with his oath". See R. v. Hubbert (1975), 29 C.C.C. (2d) 279, at p. 289.
(b) A Lesser Remedy Is Sufficient
104 For reasons similar to the ones we have already given, the abuse will be sufficiently remedied if we order that the cases against the appellants should go forward under a different judge of the Trial Division. There is every reason to think that the example of independence set by Cullen J. below will be followed by his successor.
105 If any illustration is needed of the sufficiency of a new trial as a remedy for bias, no better one can be found than the recent decision of this Court in >R. v. Latimer, [1997] 1 S.C.R. 217. In that case, it emerged following the trial that Crown counsel and the police had administered a sort of litmus test to prospective jurors. In particular, they had sought to discover what prospective jurors thought about moral issues that would arise in the course of the trial. Five of the jurors who had been questioned in this way became members of the jury. This Court condemned the actions of Crown counsel as "nothing short of a flagrant abuse of process and interference with the administration of justice" (para. 43).
106 The reasonable inference to be drawn is that if the lesser remedy of a new trial was adequate in Latimer, which arguably involved a more serious apprehension of bias than this appeal does, then a fortiori it is adequate here.
(c) Society's Interests Weigh Against a Stay
107 If we had concluded that having regard to the other factors it was unclear whether the abuse was sufficient to warrant a stay, we would have found that the societal interest in seeing these cases through to their conclusion tips the balance against a stay. The following words of L'Heureux-Dub� J., in O'Connor, supra, at para. 81, are apt:
. . . in determining whether the prejudice to the integrity of the judicial system is remediable, consideration must be given to the societal and individual interests in obtaining a determination of guilt or innocence. It goes without saying that these interests will increase commensurately to the seriousness of the charges against the accused.
108 Perhaps the first thing to notice is that what is at stake for the appellants in this case is arguably different from what is at stake for the typical accused in the typical criminal case. The state is trying to deprive the appellants of their citizenship and not of their liberty. Canadian citizenship is undoubtedly a very "valuable privilege" (see >Benner v. Canada (Secretary of State), [1997] 1 S.C.R. 358, at para. 72). For some, such as those who might become stateless if deprived of their citizenship, it may be valued as highly as liberty. Yet for most, liberty is more valuable still. Therefore, the interests on the appellants' side of the balance do not weigh quite so heavily as they would if the proceedings were purely criminal in nature.
111 Therefore, the only just decision under the circumstances is that the cases should be allowed to proceed. To paraphrase the remarks of our colleague La Forest J. in Vermette, supra, at p. 994, "judicial abdication is not the remedy". It is in the public interest that allegations of the most wicked kinds of criminal activity should be scrutinized by the judiciary. In all the circumstances, the imprudent actions of Mr. Thompson, the Chief Justice, and the Associate Chief Justice should not be permitted to frustrate the judicial process.
(iv) Conclusion
112 A stay of proceedings should not be granted in this case. Rather, the appropriate remedy is to have the cases against the appellants go forward under the supervision of a judge of the Trial Division, one who has, up to this point, had nothing to do with the affairs that form the subject matter of this appeal. The judge appointed will ignore all directions previously given by the Associate Chief Justice or the Chief Justice in these cases. Isaac C.J. and Jerome A.C.J. should not have anything further to do with these cases.
113 Before we conclude, there is one final matter that bears mentioning. It is this.
Members are expected to refrain from discussing matters that are before the courts or tribunals which are courts of records. The purpose of this sub judice convention is to protect the parties in a case awaiting or undergoing trial and persons who stand to be affected by the outcome of a judicial inquiry. It is a voluntary restraint imposed by the House upon itself in the interest of justice and fair play.
Though the rule is a matter of Parliamentary convention and not of statutory law, "[i]t is desirable that the convention of Parliament as to matters sub judice should, so far as possible, be the same as the law administered in the courts", or, in other words, that parliamentarians should act in a way that does not render more difficult the administration of the law by judges. See Attorney-General v. Times Newspapers Ltd., [1973] 1 Q.B. 710 (C.A.), at pp. 740-41, per Lord Denning M.R.
117 Nevertheless, the sub judice rule was not raised as a ground of appeal. Therefore, it is not for us to say whether the Minister violated the rule. However, we can say that even if the release of the report did constitute a violation of the rule, still that would not be a sufficient reason to grant a stay of proceedings in the circumstances of this case. As La Forest J. wrote in Vermette, supra, at p. 994, "judicial abdication is not the remedy for an infringement of the sub judice rule".
V. Disposition
119 We would dismiss the appeal. The stay of proceedings is set aside and the cases against the appellants are directed to proceed before a judge of the Trial Division. In accordance with s. 6(3) of the Federal Court Act, which provides for the precedence of judges in the event that the Chief Justice and Associate Chief Justice are unable to act, the senior judge who is able to act should choose a presiding judge from among those judges of the Trial Division who have heretofore had nothing to do with the conduct of these cases. The judge thus chosen will ignore any undertakings that Isaac C.J. or Jerome A.C.J. made to Mr. Thompson. Neither Isaac C.J. nor Jerome A.C.J. will have anything further to do with these cases.
Appeal dismissed with costs to the appellants.
Solicitor for the appellant Tobiass: Gesta J. Abols, Toronto.
Solicitors for the appellant Dueck: Bayne Sellar Boxall, Ottawa.
Solicitors for the appellant Oberlander: Sack Goldblatt Mitchell, Toronto.
Solicitor for the respondent: George Thomson, Toronto.
Solicitor for the intervener: Ed Morgan, Toronto.